Old Peak Finance LLC, an independent financial advisory firm, is committed to safeguarding confidential information entrusted to us.
Collection of Non-public Information: In the course of providing advisory services, we collect non-public personal information about clients either from them and/or from third parties whom clients have authorized us to contact. This non-public personal information may include data about clients’ personal finances, transactions between clients and third parties, and/or information from consumer reporting agencies. We use this information to help clients meet their financial goals.
Disclosure of Non-public Information: We do not disclose non-public personal information except as required or permitted by law or in order to effect a transaction authorized by a client. In our agreements with unaffiliated third parties that require access to non-public personal information, including for example financial service companies, we restrict the use of non-public personal information to
the purpose for which the information was disclosed. Securities regulators may review our records as permitted by law. We do not provide any of a client’s non-public personal information to mailing list vendors or other solicitors.