100 Europa Drive, Suite 410 Chapel Hill, NC 27517 Secure Client Portal
919 459 8181

Privacy Policy

Old Peak Finance LLC, an independent financial advisory firm, is committed to safeguarding confidential information entrusted to us.

Collection of Non-public Information: In the course of providing advisory services, we collect non-public personal information about clients either from them and/or from third parties whom clients have authorized us to contact. This non-public personal information may include data about clients’ personal finances, transactions between clients and third parties, and/or information from consumer reporting agencies. We use this information to help clients meet their financial goals.

Disclosure of Non-public Information: We do not disclose non-public personal information except as required or permitted by law or in order to effect a transaction authorized by a client. In our agreements with unaffiliated third parties that require access to non-public personal information, including for example financial service companies, we restrict the use of non-public personal information to

the purpose for which the information was disclosed. Securities regulators may review our records as permitted by law. We do not provide any of a client’s non-public personal information to mailing list vendors or other solicitors.

Protecting the Confidentiality and Security of Current and Former Clients’ Data: We retain records relating to professional services that we provide to better assist clients with their financial planning and/or to comply with our professional and regulatory guidelines. We maintain physical, electronic, and procedural safeguards to guard clients’ personal information. Our privacy policy applies to current and former clients.

We will notify clients in advance if it is necessary to change our privacy policy. We are required by law to deliver our Privacy Notice to clients annually and in writing, and we welcome any questions or comments that clients may have about our privacy policy.

For those clients residing in the EU, we adhere to the General Data Protection Regulation (GDPR) enacted in May 2018. We have verified the vendors we use are also compliant with this regulation.